We are looking for a keen and talented individual to join us as a Compliance Officer. This role requires an individual who has experience in a compliance role and is looking to assist senior compliance officers in the monitoring of regulatory and legal requirements of the business.
Responsibilities:
- Design and perform regular monitoring and auditing and design new procedures and protocols on behalf of the organization
- Continue to develop and improve the company’s compliance program to ensure compliance with relevant laws and regulations
- Investigate complaints independently, promptly, fairly, and in accordance with company policy and within regulatory guidelines
- Determine compliance metrics and establish a system for tracking them
- Perform compliance audits to determine whether establishedh protocols are being followed and where they can be improved
- Maintain up to date written documentation and policies related to the organization's business activities
- Ensure that all employees are educated on the company’s latest compliance policies
- Develop and maintain a compliance resource library for staff members to reference when they have questions
Requirements:
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2+ years prior experience in risk management, compliance, or similar role
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Good knowledge of current legal requirements and procedures
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Superior attention to detail in order to identify and correct risky practices
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Strong time management and organizational skills and able to meet deadlines
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Experience in dealing with external queries from auditors/regulators